Bradley Payne Advisors is registered municipal advisor with the U.S. Securities and Exchange Commission (“SEC”) and the Municipal Securities Rulemaking Board (“MSRB”). Bradley Payne Advisors is subject to the rules and regulations on municipal advisory activities established by the SEC and MSRB. The website for the SEC is www.sec.gov and the website for the MSRB is www.msrb.org. Posted on the MSRB website, you can find a brochure that describes the protections that may be provided by the MSRB rules and how to file a complaint with the MSRB or the SEC.
Our most recent Form MA and each most recent Form MA-I filed with the SEC are available on the SEC’s EDGAR system. The CIK number for Bradley Payne Advisors LLC is 0001613275.
There are no legal or disciplinary events that are material to a Client’s evaluation of Bradley Payne Advisors or the integrity of Bradley Payne Advisors’ management or advisory personnel disclosed, or that should be disclosed, on any Form MA or Form MA-I filed with the SEC.