Contact

DISCLOSURES

Disclosures

Bradley Payne Advisors is registered municipal advisor with the U.S. Securities and Exchange Commission (“SEC”) and the Municipal Securities Rulemaking Board (“MSRB”). Bradley Payne Advisors is subject to the rules and regulations on municipal advisory activities established by the SEC and MSRB. The website for the SEC is www.sec.gov and the website for the MSRB is www.msrb.org. Posted on the MSRB website, you can find a brochure that describes the protections that may be provided by the MSRB rules and how to file a complaint with the MSRB or the SEC. Our most recent Form MA and each most recent Form MA-I filed with the SEC are available on the SEC’s EDGAR system. The CIK number for Bradley Payne Advisors LLC is 0001613275. There are no legal or disciplinary events that are material to a Client’s evaluation of Bradley Payne Advisors or the integrity of Bradley Payne Advisors’ management or advisory personnel disclosed, or that should be disclosed, on any Form MA or Form MA-I filed with the SEC.

Sycamore Community City School District

Bonds were issued for new construction, improvements, renovations, and additions to the Sycamore High School facilities, providing equipment, furnishings, site development and improvements.

Westerville City Schools Modernization

Bonds were issued for the construction of new school facilities, renovation and improvement of existing school facilities, including safety and security improvements, and furnishing and equipment.

Sharonville Convention Center

An investment to acquire, construct, equip and furnish an approximately 45,000 additional square feet to the existing Convention Center, expanding the exhibition hall by approximately 20,640 square feet.

City of Hamilton, Champion Mill Project

An investment to provide grants, loans and make funds available for the acquisition, rehabilitation, improvement, development and redevelopment of properties in the downtown Hamilton business district.